-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AeY/g4lDijM3ryR4VzR4c1+6w6oFWijGssGLnX+nHRo9sqin0oiy/+73M5XnTS28 3sqm0FIOlanS9FQ7Q3xOnQ== 0000893877-97-000078.txt : 19970222 0000893877-97-000078.hdr.sgml : 19970222 ACCESSION NUMBER: 0000893877-97-000078 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FEI CO CENTRAL INDEX KEY: 0000914329 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 930621989 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49649 FILM NUMBER: 97530085 BUSINESS ADDRESS: STREET 1: 7451 NE EVERGREEN PWY CITY: HILLSBORO STATE: OR ZIP: 97124-5830 BUSINESS PHONE: 5036901500 MAIL ADDRESS: STREET 1: 7451 NE EVERGREEN PARKWAY CITY: HILLSBORO STATE: OR ZIP: 97124 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SWANSON LYNWOOD W PHD CENTRAL INDEX KEY: 0001008693 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7451 NW EVERGREEN PARKWAY CITY: HILLSBORO STATE: OR ZIP: 97124-5830 BUSINESS PHONE: 5036407500 MAIL ADDRESS: STREET 1: 7451 NW EVERGREEN PARKWAY CITY: HILLSBORO STATE: OR ZIP: 97124-5830 SC 13G/A 1 SCHEDULE 13G, AMENDMENT NO. 1 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response .....14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* FEI Company - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 30241L109 ---------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 4 pages 13G CUSIP No. 30241L109 Page 2 of 4 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lynwood W. Swanson, Ph.D. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 508,913 NUMBER OF ---------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH ---------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 508,913 ---------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 508,913 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.4% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- SEC 1745 (2-95) Page 2 of 4 pages Item 1. Issuer (a) The name of the Issuer is FEI Company. (b) The Issuer's executive offices are located at 7451 NW Evergreen Parkway, Hillsboro, OR 97124-5830. Item 2. Reporting Person and Security (a) This Statement is filed by Lynwood W. Swanson, Ph.D., an individual. (b) Dr. Swanson's business address is 7451 NW Evergreen Parkway, Hillsboro, OR 97124-5830. (c) Dr. Swanson is a citizen of the United States of America. (d) This Statement relates to shares of Common Stock of FEI Company. (e) The CUSIP number assigned to the Common Stock of the Issuer is 30241L109. Item 3. Filings Pursuant to Rule 13d-1(b) or 13d-2(b) Not applicable. Item 4. Ownership (a) Under the rules and regulations of the Securities and Exchange Commission, Dr. Swanson may be deemed to be the beneficial owner of a total of 508,913 shares of Issuer Common Stock. This amount includes 36,000 shares subject to options exercisable within 60 days of December 31, 1996. (b) Dr. Swanson's beneficial ownership of Issuer Common Stock represented approximately 6.4% of the 7,956,933 issued and outstanding shares on December 31, 1996. (c) Dr. Swanson has sole power to vote or direct the vote and to dispose or to direct the disposition of the total amount of shares that he beneficially owns. Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. SEC 1745 (2-95) Page 3 of 4 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1997 --------------------------------------- Date LYNWOOD W. SWANSON --------------------------------------- Lynwood W. Swanson SEC 1745 (2-95) Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----